Legal / Compliance / RegTech

Compliance Q&A Assistant AI Architecture

Compare RAG, fine-tuning, long-context, and hybrid approaches for compliance q&a assistant at 15K queries/month.

Top approaches

#1 Best fit
RAG

Regulations change; citations are mandatory for audit trails.

#2 Runner-up
Fine-Tuning

Jurisdiction-specific terminology requires domain adaptation.

#3 Alternative
Hybrid / RAFT

Best for multi-jurisdiction enterprises with strong ML teams.

Cost at typical volume

Estimated at 15K queries/month

Long-Context$303/mo
RAG$443/mo
Hybrid / RAFT$3,473/mo
Fine-Tuning$5,050/mo

Key considerations

  • 1Maintain a per-jurisdiction index to prevent cross-jurisdiction contamination.
  • 2Version-control your regulation documents — you may need to answer questions as of a historical date.
  • 3All answers must include a human-review disclaimer and the source regulation section.

Frequently asked questions

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